#  Financial, Operational, and Compliance Audit 

 



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The Financial, Operational, and Compliance Audit (FOCA) Group assesses the effectiveness of controls to meet business objectives. We conduct audits for organizations that range in size from small departments to school-wide and University-wide processes, and also provide advisory and consulting services. Every engagement is conducted objectively and professionally in order to help the client improve their operational efficiency and effectiveness.

## Services Offered

### Financial & Operational Control Audits:

- Objective evaluation of internal controls in areas, departments, or functional operations based upon accepted standards, regulations, or policies
- Recommendations for improving efficiency and effectiveness
- [FAQs](/faq "FAQ") available for audit preparation

### Integrated Audits:

- Combines financial and operational control audits with information technology (IT) audits
- Assesses alignment between business objectives and IT processes and systems
- See also [Information Technology Audit](/information-technology-audit " Information Technology Audit")

### Advisory Services:

- Investigations
- Committee participation
- Advise on policies, process enhancements, and procedures

### Consulting Services:

- Short-term reviews at the request of department heads or senior management
- Assess and offer insights into operations from a control and efficiency perspective
- Report distribution is limited to the requestor's discretion